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Vice President, Compliance Consulting

Singapore, Singapore

Success Profile

What makes a successful Compliance and Regulatory Consulting employee at Duff & Phelps? Check out the traits we’re looking for and see if you have the right mix.

  • Analytical
  • Detail-oriented
  • Insightful
  • Problem-solver
  • Relationship expertise
  • Deadline oriented

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Career Path

Duff & Phelps offers many career paths to support your immediate and future success.

  • Analyst leads to Senior Associate
  • Senior Associate leads to Vice President
  • Vice President leads to Director
  • Director leads to Managing Director
  • Managing Director ends this path

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Employee Testimonials

Simon Appleton
I enjoy working here for many reasons, including the variety of interesting projects we undertake, good communication channels to and from senior management, feeling empowered to help shape the direction of the team strategically and feeling supported by team members who instinctively help each other.

Simon Appleton

Director, Regulatory Consulting, London
Tammy Li
Working at Duff & Phelps has the best of everything. You get to work on a diverse portfolio of clients from top tier investment banks to small boutique hedge funds. While Duff & Phelps continues to thrive and grow as a global firm, we still manage to retain a strong sense of family and closeness, and the people at Duff & Phelps are truly and genuinely great people to work with.

Tammy Li

Director, Regulatory Consulting, London

Benefits

  • Professional Development

    Ongoing training and development opportunities at all levels of the firm through programs such as Duff & Phelps University, The Promote Program and Network of Women.

  • Global Presence

    As a global firm, our benefits vary by country.

  • Amenities

    Our offices around the globe offer easy access to public transportation, dining, shopping, gyms and many other convenient options.

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Description

Job ID 20000943 Singapore, Singapore Apply now
Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients. As an organization, we value the diverse backgrounds and perspectives that enable us to think globally. We create transparency in an opaque world, and we encourage our people to do the same. That means when you join our team, you’ll become part of a supportive and collaborative work environment that empowers you to excel. If you’re ready to share your perspective with the world, then you can make a real impact here. This is the Duff & Phelps difference.

Duff & Phelps’ Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.
 
At Duff & Phelps, your work will help protect, restore and maximize value for our clients. Join us and together we’ll maximize the value of your career.
 
RESPONSIBILITIES:
  • Managing a portfolio of clients regulated by the MAS, and other global financial services regulators
  • Managing a team of consultants, each with own client base
  • Preparing compliance and operational policies and procedures
  • Setting up the regulatory and governance infrastructure and assisting ongoing monitoring
  • Undertaking periodic monitoring reviews at client premises
  • Reporting on findings and providing recommendations for procedural improvements to meet regulatory and best practice requirements
  • Managing regulatory filing and reporting schedules
  • Providing ad hoc regulatory advice and creative solutions
  • Updating clients on regulatory change
  • Networking and relationship building with industry professionals and industry bodies
  • Business development with potential clients
REQUIREMENTS:
  • Excellent written and verbal communication skills that help represent diverse communities
  • Experience working with diverse teams
  • University degree in Accounting and Finance is preferred
  • Possessed relevant professional qualifications e.g., CA, ACCA, CPA
  • Proven experience in a financial services regulatory compliance role, for example within a regulator, a regulated firm or a consultancy
  • Detailed understanding of MAS rules and regulations
  • Preferable to have detailed understanding of any other financial services regulator’s rules and regulations
  • Good understanding of financial services and the alternative asset management industry
  • Leadership skills, client facing, solutions-focused skills
  • Clear, logical thought processes, ability to make decisions and articulate these clearly
  • Time management skills and ability to work within deadlines
  • Solution-driven and problem-solving attitude
  • Legal or accountancy background would be useful
In order to be considered for a position at Duff & Phelps, you must formally apply via careers.duffandphelps.jobs

Duff & Phelps is committed to equal opportunity and diversity, and recruits people based on merit.

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