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Senior Associate, Compliance Consulting

Singapore, Singapore

Success Profile

What makes a successful Compliance and Regulatory Consulting employee at Duff & Phelps? Check out the traits we’re looking for and see if you have the right mix.

  • Analytical
  • Detail-oriented
  • Insightful
  • Problem-solver
  • Relationship expertise
  • Deadline oriented

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Career Path

Duff & Phelps offers many career paths to support your immediate and future success.

  • Analyst leads to Senior Associate
  • Senior Associate leads to Vice President
  • Vice President leads to Director
  • Director leads to Managing Director
  • Managing Director ends this path

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Employee Testimonials

Simon Appleton
I enjoy working here for many reasons, including the variety of interesting projects we undertake, good communication channels to and from senior management, feeling empowered to help shape the direction of the team strategically and feeling supported by team members who instinctively help each other.

Simon Appleton

Director, Regulatory Consulting, London
Tammy Li
Working at Duff & Phelps has the best of everything. You get to work on a diverse portfolio of clients from top tier investment banks to small boutique hedge funds. While Duff & Phelps continues to thrive and grow as a global firm, we still manage to retain a strong sense of family and closeness, and the people at Duff & Phelps are truly and genuinely great people to work with.

Tammy Li

Director, Regulatory Consulting, London

Benefits

  • Professional Development

    Ongoing training and development opportunities at all levels of the firm through programs such as Duff & Phelps University, The Promote Program and Network of Women.

  • Global Presence

    As a global firm, our benefits vary by country.

  • Amenities

    Our offices around the globe offer easy access to public transportation, dining, shopping, gyms and many other convenient options.

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Description

Job ID 20000625 Singapore, Singapore Apply now
Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients. As an organization, we value the diverse backgrounds and perspectives that enable us to think globally. We create transparency in an opaque world, and we encourage our people to do the same. That means when you join our team, you’ll become part of a supportive and collaborative work environment that empowers you to excel. If you’re ready to share your perspective with the world, then you can make a real impact here. This is the Duff & Phelps difference.
 
Duff & Phelps’ Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.
 
At Duff & Phelps, your work will help protect, restore and maximize value for our clients. Join us and together we’ll maximize the value of your career. 
 
RESPONSIBILITIES:
  • Responsible for managing a portfolio of alternative investment client relationships to ensure they comply with their regulatory requirements
  • Opportunity to develop MAS and other global regulatory knowledge and experience
  • Drafting compliance manuals and other compliance documentation for clients
  • Establishing and maintaining the compliance infrastructure for clients
  • Undertaking periodic compliance monitoring reviews at client premises
  • Writing compliance monitoring reports
  • Managing regulatory reporting schedules
  • Drafting and/or reviewing regulatory reports and returns
  • Providing ad hoc regulatory advice and solutions
  • Updating clients on regulatory change
  • Assisting Duff & Phelps in updating compliance material to take account of Rule changes
  • Client training opportunities
  • Networking with industry professionals
REQUIREMENTS:
  • Excellent written and verbal communication skills that help represent diverse communities
  • Experience working with diverse teams
  • A minimum of 5 years of experience in a financial services regulatory compliance role, e.g., within a regulator, a regulated firm or a consultancy
  • Detailed understanding of MAS rules and regulations
  • Good understanding of the financial services industry in particular the alternative asset management
  • Client facing, solutions focused skills
  • Clear, logical thought processes, ability to make decisions and articulate these clearly
  • Time management and ability to work under pressure
  • Legal or audit background would be useful
  • Possessed or pursuing relevant professional qualification including CFA or CAIA
  • Candidates with less experience will be considered as Analyst
In order to be considered for a position at Duff & Phelps, you must formally apply via careers.duffandphelps.jobs 

Duff & Phelps is committed to equal opportunity and diversity, and recruits people based on merit.
Apply now

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