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Analyst, Compliance Consulting

Singapore, Singapore

Success Profile

What makes a successful Compliance and Regulatory Consulting employee at Duff & Phelps? Check out the traits we’re looking for and see if you have the right mix.

  • Analytical 9
  • Communicator 8
  • Organized 8
  • Results-driven 7
  • Detail-oriented 7
  • Innovation 6
Traits are on a scale of 0 to 10

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Employee Testimonials

Simon Appleton
I have enjoyed the last seven years working at Duff & Phelps and previously Kinetic Partners for many reasons including the variety of interesting projects we undertake, good communication channels to and from senior management, feeling empowered to help shape the direction of the team strategically and feeling supported by team members that instinctively help each other. Helping a broad range of clients is particularly rewarding and the nature of the role means that I'm always learning and meeting new people.
Simon Appleton Director, Regulatory Consulting, London
Tammy Li
Having worked in a Big 4 and Global Investment bank previously, to me, working at Duff & Phelps has the best of everything. You get to work on a diverse portfolio of clients from top tier investment banks to small boutique hedge funds. You have greater responsibility and ownership compared to a larger firm given our relatively flat structure and immense trust in our team members. But most importantly, whilst Duff & Phelps continues to thrive and grow as a global firm, we still manage to retain a strong sense of family and closeness and the people at Duff & Phelps are truly and genuinely great people to work with.
Tammy Li Director, Regulatory Consulting, London

News

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Benefits

  • Healthcare

    Offering great coverage for medical, dental, vision, and more

  • Education Assistance

    We encourage and aid in the continued education and development of our employees

  • Paid Time-off

    Paid vacation, sick time and holidays/personal days

  • Global Presence

    As a global firm, our benefits vary by Country

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Description

Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients. As an organization, we think globally. We create transparency in an opaque world, and we encourage our people to do the same. That means when you take your place on our team, you’ll discover a supportive and collaborative work environment that empowers you to excel. If you’re ready to share your perspective with the world, then you can make a real impact here. This is the Duff & Phelps difference.

Duff & Phelps’ Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

At Duff & Phelps, your work will help protect, restore and maximize value for our clients. Join us and together we’ll maximize the value of your career. 

RESPONSIBILITIES:
  • Responsible for managing a portfolio of alternative investment client relationships to ensure they comply with their regulatory requirements
  • Opportunity to develop MAS and other global regulatory knowledge and experience
  • Drafting compliance manuals and other compliance documentation for clients
  • Establishing and maintaining the compliance infrastructure for clients
  • Undertaking periodic compliance monitoring reviews at client premises
  • Writing compliance monitoring reports
  • Managing regulatory reporting schedules
  • Drafting and/or reviewing regulatory reports and returns
  • Providing ad hoc regulatory advice and solutions
  • Updating clients on regulatory change
  • Assisting Duff & Phelps in updating compliance material to take account of Rule changes
  • Client training opportunities
  • Networking with industry professionals
REQUIREMENTS:
  • A minimum of 3 years of experience in a financial services regulatory compliance role, e.g., within a regulator, a regulated firm or a consultancy
  • Detailed understanding of MAS rules and regulations
  • Good understanding of the financial services industry in particular the alternative asset management
  • Ability to work on own initiative and as part of a team
  • Client facing, solutions focused skills
  • Clear, logical thought processes, ability to make decisions and articulate these clearly
  • Strong oral and written communication skills
  • Time management and ability to work under pressure
  • Legal or audit background would be useful
  • Possessed or pursuing relevant professional qualification including CFA or CAIA
 
In order to be considered for a position at Duff & Phelps, you must formally apply via careers.duffandphelps.jobs 

Duff & Phelps is committed to equal opportunity and diversity, and recruits people based on merit.
Apply now

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