Analyst, Compliance Consulting

Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients. As an organization, we think globally. We create transparency in an opaque world, and we encourage our people to do the same. That means when you take your place on our team, you’ll discover a supportive and collaborative work environment that empowers you to excel. If you’re ready to share your perspective with the world, then you can make a real impact here. This is the Duff & Phelps difference.

Duff & Phelps’ Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

At Duff & Phelps, your work will help protect, restore and maximize value for our clients. Join us and together we’ll maximize the value of your career. 

RESPONSIBILITIES:

• Responsible for managing a portfolio of alternative investment client relationships to ensure they comply with their regulatory requirements
• Opportunity to develop MAS and other global regulatory knowledge and experience
• Drafting compliance manuals and other compliance documentation for clients
• Establishing and maintaining the compliance infrastructure for clients
• Undertaking periodic compliance monitoring reviews at client premises
• Writing compliance monitoring reports
• Managing regulatory reporting schedules
• Drafting and/or reviewing regulatory reports and returns
• Providing ad hoc regulatory advice and solutions
• Updating clients on regulatory change
• Assisting Duff & Phelps in updating compliance material to take account of Rule changes
• Client training opportunities
• Networking with industry professionals

REQUIREMENTS:

• A minimum of 3 years of experience in a financial services regulatory compliance role, e.g., within a regulator, a regulated firm or a consultancy
• Detailed understanding of MAS rules and regulations
• Good understanding of the financial services industry in particular the alternative asset management
• Ability to work on own initiative and as part of a team
• Client facing, solutions focused skills
• Clear, logical thought processes, ability to make decisions and articulate these clearly
• Strong oral and written communication skills
• Time management and ability to work under pressure
• Legal or audit background would be useful
• Possessed or pursuing relevant professional qualification including CFA or CAIA

In order to be considered for a position at Duff & Phelps, you must formally apply via careers.duffandphelps.jobs 

Duff & Phelps is committed to equal opportunity and diversity, and recruits people based on merit.